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Asset
Management Company, we are a reputable and fast growing wealth
management firm that provides exceptional, objective advice and
customized portfolio solutions to a select group of clients while
adding value to our client’s portfolio and ensuring the continued
preservation of their wealth.
We are seeking the services of a diligent, goal-oriented and
suitably qualified candidate for the position below:
Job Title: Compliance Officer
Location: Lagos
Duties and Responsibilities
The role of the compliance officer will be to provide in-house
compliance service to effectively support the capital markets
arm as well as other business areas and ensure that the
organization has systems of internal control that adequately
measure and manage the risks that it faces.
Duties
Some of the duties will be:
- To provide compliance support primarily to the Capital
Markets arm of the business
- To work with the rest of the compliance team to ensure
coordination and strategic implementation of compliance best
practices for the respective departments
- To implement appropriate compliance infrastructure and
controls
- Regulatory risk management
- Provide advice on new product and new business structures
- Supervision of training requirements, monitoring, marketing
activities and licensing
- Perform risk assessments and provide efficient and
practical advice to the capital markets team and business as a
whole
- To provide compliance support for transactions and ensure
transactions are conducted in a compliant manner
- Pro-active risk identification of regulatory changes or
business developments
Qualifications and Skills
- A first Degree in a relevant field
- Excellent communication skills
- Strong analytical and organizational skills
- Leadership skills and management ability
- Must be of good character and integrity
- A minimum of 5 years post-qualification experience in
Capital Markets, Corporate Finance and/or Research
- Excellent regulatory management and relationship skills
- Up-to-date knowledge of rules and regulations on capital
markets, corporate finance and research
How to Apply
Interested and qualified candidates should forward their
application to: hr@clgsecurities.com
Application Deadline 27th May,
2015.